BlueRock | Shareholder Information

Shareholder Information

There are 139,227,227 Ordinary Shares of 1p in issue. No shares are held as treasury shares. The percentage of shares not in public hands is 14.8%.

The Ordinary Shares of BlueRock Diamonds plc are admitted to trading on AIM. The Ordinary Shares are not admitted to any other exchange or trading platform. In addition to the trading venue of the London Stock Exchange, the AIM quoted Ordinary Shares can be traded through the ISDX Secondary Market, a trading venue for securities admitted to trading on EU markets.

There are no restrictions on the transfer of Ordinary Shares of BlueRock Diamonds plc.

Significant Shareholders

Shareholder name	No. of Ordinary Shares	% Holding
Timothy Leslie	10,636,783	7.6
Mark Poole1	10.092,077	7.2
Spreadex Limited	6,905,000	4.9
Goldman Sachs Securities	8,210,576	5.9
Adam Waugh	6,566,273	4.7
Nicholas Sutton	8,481,885	6.1

¹Mr Poole holds additionally £725,000 of Convertible Secured Loan Notes and his daughter, Emma Poole holds a further £200,000.

Directors' Interests

Director	No. of Ordinary Shares	% Holding
Timothy Leslie	10,636,783	7.6	Mr Leslie holds 9,636,783 Ordinary Shares and his wife, Sarah Leslie, holds 1,000,000 Ordinary Shares.
Adam Waugh	6,566,273	4.7
Paul Beck	3,680,643	2.6	Mr Beck holds 3,225,188 Ordinary Shares and Front Square Securities Limited holds 455,455 Ordinary Shares. Mr Beck and his wife own 100% of the share capital in Front Square Securities Limited of which Mr Beck is also a director.
David Facey	4,000,000	2.86

This information was last updated on 29 January 2018 and is based on information available to the Company at that date.

Kareevlei processing plant

Diamonds from the Kareevlei Mine

News

02-Feb-2018

Update on claims by a former director to the Company

18-Jan-2018

Update and Key Performance Indicators

09-Jan-2018

Holding(s) in Company

06-Dec-2017

Holding(s) in Company

05-Dec-2017

Monthly Diamond Sales, Production Update and Review of 2017

01-Dec-2017

Appointment of Finance Director

17-Nov-2017

Holding(s) in Company

15-Nov-2017

Holding(s) in Company

10-Nov-2017

Director Dealing

01-Nov-2017

Diamond Sales and Production Update

31-Oct-2017

Total Voting Rights

25-Oct-2017

Early Repayment of Loans

10-Oct-2017

Operational Update and Appointment of Consultant Geologist

27-Sep-2017

Changes to Non-Executive Board and Remuneration

18-Sep-2017

Production and Sales Update

12-Sep-2017

Holding(s) in Company

31-Aug-2017

Total Voting Rights

30-Aug-2017

Holding(s) in Company

24-Aug-2017

Diamond Sales and Production Update

18-Aug-2017

Holding(s) in Company

14-Aug-2017

Holding(s) in Company

10-Aug-2017

Issue of New Share Options

10-Aug-2017

Placing and Subscription raises £860,000

04-Aug-2017

26-Jul-2017

Production and Sales Update

20-Jul-2017

Financing Update

05-Jul-2017

Production Update

30-Jun-2017

Final Results to 31st December 2016

30-Jun-2017

Total Voting Rights

01-Jun-2017

Placing and Subscription

02-May-2017

New Kimberlite prospect and April tender update

13-Apr-2017

Replacement - Operational update

15-Mar-2017

Operational update and Loan Facility

01-Mar-2017

23-Feb-2017

Claims by a former director to the Company

14-Feb-2017

06-Feb-2017

31-Jan-2017

Total Voting Rights

19-Jan-2017

Issue of New Share Options

18-Jan-2017

09-Dec-2016

Acquisition and Settlement Agreement and RPT

30-Nov-2016

Total Voting Rights

22-Nov-2016

Operational update

02-Nov-2016

Fundraising raises £750,000, revision to terms of CLN and PDMR Shareholding

20-Oct-2016

Result of GM and clarification of previous RNS

19-Oct-2016

Resignation of Director

04-Oct-2016

Notice of General Meeting

29-Sep-2016

Interim results to 30 June 2016

19-Sep-2016

Resignation of Director

07-Sep-2016

Option to acquire Diacar Plant and update

26-Aug-2016

Operational Update

26-Jul-2016

Reuslts of 2016 AGM

12-Jul-2016

Update on Strategic Review

30-Jun-2016

22-Jun-2016

Mine Manager Appointment

04-May-2016

Replacement - Director dealing

03-May-2016

Director dealing

28-Apr-2016

Placing raises £700,000

18-Apr-2016

Management Change

31-Mar-2016

Operational Update

26-Jan-2016

Acquisition of Diamond Resources

12-Jan-2016

Exercise of Options

16-Dec-2015

Operational Update

07-Dec-2015

05-Nov-2015

Finalisation of contract with Diacar and operational update

27-Oct-2015

Transfer of Convertible Loan Note

07-Oct-2015

Issue of Equity

02-Oct-2015

Issue of Convertible Loan Notes

27-Jul-2015

Exercise of Options, Issue of Equity and TVR

25-Jun-2015

Operational Update

25-Jun-2015

27-May-2015

Correction - Director Shareholding

22-May-2015

Annual Financial Report

19-May-2015

Preliminary Results

01-May-2015

Operational Update

08-Apr-2015

Convertible Loan Notes and Operational Update

11-Feb-2015

Director's Dealing

19-Jan-2015

Director's Dealing

17-Nov-2014

Director's Dealing

17-Oct-2014

Convertible Loan Notes

14-Oct-2014

Director's Dealing

10-Oct-2014

Director's Dealing

08-Oct-2014

Director's Dealing

02-Oct-2014

Director's Dealing

30-Sep-2014

Amendment to existing options for Executive Directors

30-Sep-2014

Interim Results to 30 June 2014

19-Sep-2014

Completion of Mining Right Transfer

30-Jun-2014

25-Jun-2014

Transfer of Mining Right

05-Jun-2014

Preliminary Results 2013

28-May-2014

Related Party Transaction

05-Mar-2014

Progress Update

21-Jan-2014

Change of Registered Office

09-Dec-2013

Progress Update

30-Sep-2013

Total Voting Rights

27-Sep-2013

Interim Results to 30 June 2013

04-Sep-2013

First Day of Dealing and Placing

03-Sep-2013

Result of General Meeting

19-Aug-2013

19-Aug-2013

Proposed Acquisition, Placing & Admission to AIM

01-Jul-2013

CEO and CTO Appointment

08-May-2013

Directors dealing announcement

07-Mar-2013

ISDX admission announcement